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Reporting Group

Multi-entity compliance groups can establish a reporting group to consolidate compliance operations and share customer data.

AML/CTF Act 2006 — Reporting Groups

AML/CTF Obligations

Apply to AUSTRAC for authorisation to operate as a reporting group

Maintain a group-wide AML/CTF program covering all member entities

Conduct a consolidated risk assessment addressing risks across all group entities

Ensure each member entity maintains its own AUSTRAC enrolment

Share customer identification and transaction records across entities as permitted

Lodge consolidated or entity-level AUSTRAC reports as required by group structure

Required reports:SMRIFTITTR

Reporting group entities may lodge reports individually or under group-level arrangements depending on AUSTRAC authorisation. Each entity remains individually responsible for lodging required reports on time.

Typical Customer Risk Profiles

1

Customers active across multiple group entities — a customer who interacts with multiple regulated businesses in your group requires a consolidated view of their activity across all entities to detect group-level patterns.

2

High-value customers with inconsistent profiles across entities — a customer who presents as low-risk at one entity but high-risk at another is a group-level risk pattern that requires coordinated investigation.

3

Customers onboarded by one entity whose CDD record has lapsed — shared customer records are only useful if the underlying CDD remains current. Expired KYC shared across entities is a shared liability.

4

New entities joining the group with legacy customer portfolios — customers brought in from an acquired business may not have been onboarded to the group's CDD standards. Remediation is required.

Recommended Compliance Pack

Reporting Group Pack

Pre-configured for Reporting Group — KYC rules, risk thresholds, AUSTRAC report templates, CDD workflows, and monitoring rules aligned to your obligations. Ready from day one.

View pack details

What's included

System default — customisable

Multi-entity group dashboard — consolidated compliance status across all member entities in one view

Shared customer master records — CDD done once, relied upon across the group

Group-level AML/CTF program management with entity-specific compliance overlays

Consolidated AUSTRAC reporting with the ability to prepare and lodge reports per entity

Group-wide audit trail and access controls ensuring appropriate data governance

Example workflow

Default — you can modify steps
1

Group structure configured

All member entities set up. Group hierarchy, shared program, and reporting relationships established.

2

Shared AML Program deployed

Group-level AML/CTF program applied across all entities. Entity-specific customisations applied where needed.

3

Customer onboarded once

New customer onboarded at any entity. CDD record shared across the group — no duplication.

4

Group-level monitoring

Transactions at all entities monitored. Cross-entity patterns visible to the group MLRO.

5

Entity-level alerts escalated

Alert at any entity creates a case. High-risk cases escalated to group MLRO for consolidated review.

6

Consolidated reporting

Group CCO views compliance status across all entities. Reports prepared and submitted per entity or group arrangement.

Pricing Recommendation

Recommended

Enterprise

Reporting Groups require multi-entity configuration, shared customer records, group-level monitoring, and consolidated reporting. Enterprise includes all of this plus a dedicated account manager and custom SLA.

View full pricing

Ready to get compliant as a Reporting Group?

Your Reporting Group Pack is configured on day one. 7-day free trial — no credit card, no consultants, no configuration sprints.